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September/October 2010
A History of ASD Closure
A review of atrial septal closure, including the surgical evolution and the subsequent progression of transcatheter device closure.
By Terry D. King, MD; Noel L. Mills, MD; and Nancy B. King, PNP, MBA
The interatrial septum has been of medical interest since the 1800s. The first reported paradoxical embolus through an atrial septal defect (ASD) is attributed to Julius Cohnheim, as translated from the Handbook for Practitioners and Students (Second German Ed.) by Alexander McKee in 1889.1 Since that time, the literature is rich with subsequent reports of paradoxical embolism, as well as other indications for ASD closure.
SURGICAL INTERVENTION
Surgical intervention progressed through the years,
first to successfully close a defect and later to perfect
minimally invasive techniques. Initial experimental
attempts to surgically close ASDs are credited to
Blakemore in 1939, who discussed his interest and work
with simple inversion of the atrial appendage.2 Cohn
reported his attempts with atrial wall invagination for
experimental ASD closure in dogs in 1947.3 In 1948,
Murray reported extracardiac closure in a 12-year-old girl;
however, subsequent catheterization revealed the defect
was only partially closed.2,4 Also in 1949, Santy et al performed
the first successful clinical operation using inversion
of the right atrial appendage (intussusceptions) to
close the ASD in Lyon, France.5
Throughout the early 1950s, several attempts were made to surgically close ASDs using various techniques. Swan et al reported using stiff polythene buttons to invaginate the atrial appendages via transatrial sutures to close the ASD, and Bailey et al used that same technique on a series of five patients, reporting three operative deaths and incomplete closures in the remaining two patients.6,7 In the same article, the atrioseptopexy is described by Bailey, and six operative cases are reported in which there were two operative deaths. Hufnagel and Gillespie reported their experience using two nylon buttons through a right atriotomy for experimental ASD closure in dogs.8 This technique was later applied in three patients, with 100% mortality.4 Dennis et al performed ASD closure under direct vision with a pump oxygenator in a 6-year-old girl. At surgery, she was found to have a primum ASD and ultimately died due to “extraneous factors.” 9 Cookson et al attempted ASD closure using hypothermia, but the patient died due to ventricular fibrillation. Hypothermia was attempted in four additional non-ASD patients, with only one survivor who was not repaired using direct vision.10
In 1952, Lewis and Taufic reported ASD repair in a 5- year-old girl using hypothermia and inflow occlusion. This was the first successful open heart repair under direct vision and marked the onset of the open heart surgical era.11 That same year, Gross et al reported the “well technique” repair of ASDs in six patients, with only two survivors.12
Dr. John Gibbon opened the modern era of open-heart surgery on May 6, 1953, using the heart-lung machine, or cardiopulmonary bypass (CPB), when he successfully repaired an ASD in an 18-year-old woman.13 She was the second and only survivor of four attempted surgeries. He reported that he believed the deaths were attributable to human error and not the heart-lung machine. He was so disappointed in the results that he never again attempted CPB for open-heart surgery.4
In 1955, Derra et al reported the first successful closure of an ASD in Europe using surface hypothermia and inflow occlusion in eight patients. There was one late death 12 days after the procedure secondary to cerebral embolus.14
Surgical closure of ASDs using CPB gained increasing success throughout the 1950s and would become the gold standard for ASD repair. Although surgical repair of ASDs continues to enjoy tremendous success, variations in techniques to close ASDs continue to be developed. Hybrid techniques, such as surgical repair of coarctation of the aorta and simultaneous use of a device to close an ASD, were suggested by Mills and King in 1976.15 Suematsu et al reported three-dimensional echocardiography- guided repair of ASDs in an in vitro study.16 Vasilyev et al reported experimental ASD patch closure in piglets using three-dimensional echocardiography in the beating heart using a 9-F introducer sheath to deliver a polyester patch attached to a 0.1-mm nitinol frame into the right atrium. The patch is then attached to the atrial septum using nitinol minianchors deployed using a pistol- type fixation device. After fixation of the patch, the wire frame is removed leaving behind only the polyester patch and nitinol anchors.17,18 These attempts may be intermediate to the development of new advances in image-guided intracardiac beating-heart repairs.
TRANSVENOUS DEVICE INTERVENTION
King-Mills Cardiac Umbrella
King and Mills performed the initial experimental transcatheter
closure of ASDs in dogs in December 1972.19
The device (Figure 1), used experimentally, had evolved
to consist of six stainless steel struts with barbs at the
end of each strut. The paired opposing umbrellas were
covered with Dacron, the umbrella had to be opened
mechanically, and there was a snap lock mechanism to
secure the umbrellas together. A total of 13 animals
underwent cardiac catheterization with the intent to
close the experimentally punched ASDs, with successful
closure in five animals.19,20
Balloon-sizing techniques were developed to ascertain ASD sizes. Varying amounts of fluid were instilled in hundreds of Fogarty balloon catheters and measured using calibrated aluminum plates with circular holes starting at 3 mm and graduated every 1 mm to 50 mm. ASDs were then sized in experimentally punched ASDs in dogs and in patients with ASDs during heart catheterization and compared to the ASD at subsequent surgical repair.19,21 These comparisons yielded excellent accuracy.
The results of the canine research were very encouraging and led to an improved prototype. The new prototype (Figure 2), created with the assistance of Edwards Laboratories, had the same double-umbrella configuration, covered with Dacron. There were still six stainlesssteel struts; however, the barbs were omitted in the new prototype. Again, the snap lock mechanism was used to lock the umbrellas together. On the intersurface of both umbrellas was a silicone ring that allowed the umbrella to be self-opening.
The initial patient to undergo device closure with the King-Mills umbrella was a 17-year-old girl. She was opposed to surgical repair because she was averse to a scar on her chest. Cineangiography and balloon sizing of her defect showed a 2.53-cm secundum ASD with a 2:1 shunt. Her ASD was closed using a 35-mm King-Mills umbrella without difficulty on April 8, 1975, at the Ochsner Clinic in New Orleans, Louisiana.22
Initially, seven patients underwent cardiac catheterization with the intent to close their secundum ASD. The first five attempts were successful, but in the last two patients the device would not seat properly, and surgical repair yielded excellent results.23 Long-term follow-up of four survivors has been well chronicled.24 The deceased patient died from Hodgkin's disease and a cerebral vascular accident 9 years after device closure.
The King-Mills device lacked centering capabilities and was nonretrievable; thus, suboptimal position on deployment required surgical removal and ASD closure. Large device sizes and large delivery capsules (23 F) minimized its overall use for greater numbers of patients; however, the device and technique established that ASDs could be closed transvenously, thus opening the door for further research and devices.
SUBSEQUENT DEVELOPMENTS
The Rashkind Single Umbrella Device
Variations in the cardiac umbrella approach to ASD
closure were attempted by a number of investigators
and, over time, new materials that improved ASD
devices were introduced (Table 1). In 1983, Rashkind
reported using a single foam-covered, six-ribbed device
(USCI Angiographic Systems, Tewksbury, MA) with hooks on three alternate ribs.25 This device was abandoned
because of embolization and inadvertent barb
“hooking” on undesired surfaces. He did develop a
patent ductus closure device that ultimately received
Food and Drug Administration approval but was never
marketed in the United States.1 Rashkind also mentioned
a double-disk device implanted in a cow septum
and that clinical trials were pending; however, further
information was not available.25 Drs. Lock, Hellenbrand,
Latson, and Benson modified the Rashkind ASD device
in 1985 and initial human use was begun in 1987 by Dr.
Hellenbrand at Yale. This was followed by six more cases
at Yale or Omaha's Children's Hospital.1 Hellenbrand
and Mullins reported their experience in three cases.
One case had a significant complication requiring surgery,
at which time the device was found to be attached
to the left atrial posterior wall. The modified Rashkind
ASD device was abandoned as well. The consensus was
the device had two major problems: first, when opened,
it could not be removed because of the hooks and thus
required surgical removal; second, exact positioning was
a must and this would limit the number of patients for
this approach. After their experience with the Rashkind
single-disk device, Drs. Hellenbrand and Mullins and Dr.
Lock recommended a double-disc approach to ASD closure.
26,27
The Lock Clamshell
Lock's experience and observations lead him to a
conceptual variation of the spring-loaded Rashkind
patent ductus arteriosus (PDA) device, which culminated
in a double-hinged paired umbrella (covered with
Dacron) and four arms that could be folded back on
themselves.27 The device was named the Lock
Clamshell (USCI Angiographic Systems). The metal
components were stainless steel and the folded arms
lent some centering capabilities to the device. Between
1987 and 1991, the Lock Clamshell was used successfully
in approximately 1,000 patients; however, a significant
number of early and late arm fractures lead to
elective withdrawal of the device.24 The Lock Clamshell
device further proved the feasibility of transvenous closure
of ASDs.
The Buttoned Device
The Buttoned double-disc device was initially reported
in 1990 and underwent several generational changes, culminating
in the Center-on-Demand device (COD).28-30
Approximately 3,000 buttoned devices were implanted
(the last implantation was in the late 1990s).24 The buttoned
device has since been abandoned but as of 2009
the COD had limited availability.
The Atrial Septal Defect Occluder System
The Atrial Septal Defect Occluder System (ASDOS) was
reported by Babic in 1990.31 His device used a long
venoarterial wire track and a pair of self-opening umbrellas
made of stainless steel and covered with preserved
pericardium. It was centered with an Ivalon plug placed
between the two umbrellas. The device was later modified
and licensed as the ASDOS system in 1994, at which
time the device had two self-opening umbrellas composed
of a nitinol frame covered with a thin polyurethane
membrane. Approximately 600 patients received the
ASDOS device but by 2001 it had been abandoned.24
Nitinol is a nickel and titanium alloy. Metal alloys with mechanical recoil were first described in 1932 by Ölander and later by Buehler (1962).32 Buehler named his alloy discovery nitinol. Nitinol is a very pliable, compressible alloy that resumes its original preformed configuration after manipulation. Today, nitinol is usually in a 55% nickel and 45% titanium combination. This and other alloys, such as MP35N (cobalt chromium, molybdenum, and nickel) and Phynox (cobalt, chromium, iron, nickel, and molybdenum), are used in a number of ASD occluding devices and have greatly enhanced transvenous device closure.24
Das Angel Wing
The Das Angel Wing was reported in 1993 (formerly
Microvena Corporation). This device had two Dacroncovered
square disks or wings and a nitinol frame with
midpoint torsion spring eyelets. A circular hole with a
diameter equal to one-half of the size of the disk was
punched from the right disk with the margins sewn to
the left-sided disk forming a conjoined ring, the centering
mechanism.33 Rickers et al reported a multicenter study
enrolling 101 patients in 1998 and, in 1999, Banerjee et al
reported on a United States multicenter trial in 70 consecutive
patients (phase I clinical trial).34,35 A phase II trial
involving 47 patients followed; however, after the phase II
trial in the United States and the clinical experience in
Europe, it was decided to halt investigation in attempts
to reconfigure the device. The new device, named the
Guardian Angel, had rounded right and left atrial wings,
better retrievability, easier positioning, and a self-centering
mechanism.36 As of 2003, to our knowledge, there has
been no further activity of either the Angel Wing or
Guardian Angel, and they are therefore presumed to be
abandoned.
The Monodisk
Pavãnik et al reported on the Monodisk, which consisted
of a single disk of a stainless steel ring covered with
a double layer of nylon mesh and three pieces of braided hollow stainless steel wire sutured to the backside of the
circular disk. The device was tested in dogs with reportedly
good success and was subsequently successfully
implanted in two patients with secundum ASDs in 1993.
No further trials were undertaken, and the device has
been abandoned.24,37
The CardioSeal and StarFlex Devices
The CardioSeal device (NMT Medical, Boston, MA)
was reported by Latson in 1996 and evolved from the
Lock Clamshell. The CardioSeal is a square, non-self–centering
patch covered with polyester made with four
MP35N ribs that have two mid-arm coils in tandem.38
The StarFlex device (NMT Medical, Inc.) further evolved
from the CardioSeal to include self-centering capabilities
by adding fine nitinol coil springs connected in sequence
to the corner of one patch with the adjacent corner of
the opposite patch, then back to the next corner and so
on. The safety and effectiveness of the CardioSeal and
StarFlex devices have been demonstrated through significant
clinical trials.24
The Amplatzer Septal Occluder
The Amplatzer Septal Occluder (AGA Medical
Corporation, Plymouth, MN), developed by Dr. Kurt
Amplatz, is a self-centering device with two circular
retaining discs that are made of nitinol wire mesh connected
by a short connecting waist. The waist centers the
device, as well as occludes the defect. The first clinical
trial was reported by Masura et al in 1997, and the device
has since been used extensively worldwide.39
The Helex Septal Occluder
The Helex Septal Occluder (W. L. Gore & Associates,
Flagstaff, AZ) is made of a single nitinol wire covered
with an ultra thin membrane of expanded polytetrafluoroethylene
(ePTFE) and, in its occlusive configuration,
forms two rounded flexible discs straddling the
septum.40 The first clinical implant was in 1999, and the
Food and Drug Administration phase I feasibility trial
began in 2000.41 The Helex occluder has been used
extensively worldwide.
The Sideris Transcatheter Patch
The Sideris Transcatheter Patch (TP) (Custom Medical
Devices, Inc.) has improved to the Immediate Release
Patch (IRP) (Custom Medical Devices) and is a continuum
of the detachable double balloon and transcatheter
patch techniques reported in 2000.42,43 Initially, this
device required a double balloon and up to 48 hours for
the patch to adhere to the septal wall, an obvious disadvantage
of this technique.24 The IRP uses a single latex balloon, a safety bioabsorbable thread (Vicryl, Ethicon, a
Johnson & Johnson company, Somerville, NJ) and
polyurethane patch with surgical adhesive (polyethylene
glycol-based adhesive). The addition of the adhesive
makes the device release immediate, and attachment to
the septum (mediated by fibrin formation) takes place in
approximately 48 hours.44
The PFO-Star Device
Cardia, Inc. (Eagan, MN) has developed several generations
of devices for patent foramen ovale (PFO) and ASD
closure. The PFO-Star began as a double-umbrella, fourarm
frame made from two crossing wire struts of solid
nitinol with titanium end caps and has progressed to the
latest generation, the Ultrasept. The Ultrasept has incorporated
all of the previous features of the previous generation
devices and added enhanced safety and performance.
The Ultrasept device may soon be available for
human trial.45 The initial clinical use of Cardia devices
(PFO-Star) was reported by Braun et al in 2002.46
The Occlutech Flex
The Occlutech Flex devices (Occlutech, Helsingborg,
Sweden) were further developed from the initial
Occlutech devices. These devices are self-expanding, double
discs made of nitinol wire mesh. They are self-centering
but without a left atrial hub.47 The first reported clinical
use was in 2008 by Halabi and Hijazi in the pediatric
setting and by Krizanic et al and Krecki et al in the adult
arena.48-50
Premere PFO Closure System
The Premere PFO closure system (St. Jude Medical, Inc.,
St. Paul, MN) features a right-sided, cross-shaped nitinol
anchor positioned between two thin membranes of knitted
polyester and an uncovered cross-shaped, left-sided
anchor designed specifically for PFO occlusion. The two
anchors are connected by a braided flexible tether, allowing
the anchors to move independent of each other and
therefore easily conform to septal thickness and tunnel
length without causing septal distortion. The device has
undergone clinical trials.51
The Solysafe Septal Occluder
The Solysafe Septal Occluder (Swissimplant AG,
Solothurn, Switzerland) can be used to close ASDs or PFOs.
It is a self-centering device with two foldable polyester
patches attached to eight Phynox wires. The course of the
wires through the patches enables the device to center
itself in defects of varying diameters. The maximum diameter
is given by the distance the wires are fixed to in the
patches. The first clinical implant was reported in 2008.52
BioStar
Mullen et al reported the BioStar (NMT Medical)
multicenter study in 2006. The BioStar replaced the
StarFlex device, and the Dacron covering the nitinol
frame has been replaced with a heparin-coated, acellular,
porcine-derived intestinal collagen matrix that
allows absorption and replacement with human tissue
(95%) within 2 years. The nitinol frame remains in the
interatrial septum.53
pfm Closure Devices
The Nit-Occlud PFO pfm closure devices (pfm Medical
AG, Cologne, Germany) were developed to occlude
PFOs. They are made of nitinol mesh and in its final form
have a double-disc configuration. The initial clinical
application was in 2007 and is currently scheduled for
phase II clinical trials in Argentina.54
SeptRx Intrapocket PFO Occluder
The SeptRx Intrapocket PFO Occluder (SeptRx, Inc.,
Fremont, CA) was developed in the early 1990s as the
first device to target only the PFO tunnel. It is composed
of nitinol with tantalum markers and is implanted into
the flap of the defect and stretches the defect in the
anterior-posterior direction, leading to an opposition of
the septa secundum and primum. The potential advantages
are less distortion of the atrial septum and minimization
of potential thromboembolic nidus in the left
atrium. The first successful clinical implant was in 2006,
and a clinical trial of 13 patients was reported by
Majunke et al in 2008.55
Coherex FlatStent EF PFO Closure System
The Coherex FlatStent EF PFO closure system (Coherex
Medical Inc., Salt Lake City, UT) is a nitinol lattice covered
with polyurethane foam and radiopaque markers. It
has a distal left atrial wing and a proximal right atrial
wing. The center portion of the stent is implanted within
the PFO tunnel. Clinical trials were initiated in 2007.
Limited published data are available.56
Radiofrequency Technology
In 2007, Sievert et al reported the initial clinical experience
(Paradigm I Study) with the use of radiofrequency
energy (PFX-15 closure system, Cierra, Inc., Redwood
City, CA) to close PFOs in 30 patients who had experienced
a cryptogenic stroke or transient ischemic attack.
At initiation of the trial, there was no exclusion for ASD
size; however, the study was later amended to PFOs with
a maximum diameter of 10 mm. The closure rate after a
single procedure was only 43% (13 of 30) and increased
to only 63% when nine of the 14 unclosed ASD patients
agreed to a second study. The remaining three patients
had successful device closure.57 Sievert et al later reported
on a series of 144 patients and concluded that the closure
rate was less than desired and further technique and
device modification would be necessary to achieve a clinically
desirable closure rate.58
The BioTrek Device
The BioTrek device (Figures 3 and 4) (NMT Medical)
evolved from the BioStar and is designed to be 100% reabsorbable. The covering discs and support ribs are
made of poly-4-hydroxybutyrate. Over time, the patches
and the connecting hub disappear, leaving the fibrous
septum. As of early 2010, the device was reportedly in
preclinical testing.59 Bailey, one of the early pioneers in
surgical ASD closure, suggested the ideal procedure
would be one that obliterated the defect without necessitating
the introduction of a prosthetic device.7 Perhaps,
a bioabsorbable device might be a compromise?
SUMMARY
In the realm of congenital heart defects, repair of the
atrial septum is considered among those with the least
risk. This is in no way to suggest that this is a minor procedure
or to discount the incredible talents of the surgeons
and cardiologists who perform these procedures. This is
more to honor those who have ventured down a lonely
path to begin and perfect procedures and devices to
improve outcomes in the lives of individuals with congenital
heart disease. During the past 70 years, tremendous
advances have occurred in the scope of surgical and nonsurgical
closure of secundum ASDs and PFOs. The surgeons
who initially demonstrated tremendous courage
and stamina to close these defects, despite significant
morbidity and mortality, forged a path for the surgeons
today. Their efforts, although difficult, have ultimately led
us to achieve surgical survival rates approaching 100%.
Transvenous device closure of these same defects has been undertaken for almost 4 decades and, in the last decade, has achieved overall results comparable to our surgical colleagues.60-62 Since our initial efforts, many have undertaken the task to develop an optimal device for closure. All of these individuals are to be commended, for without their courage, we would not be able to move forward. However, the history of transvenous device closure of ASDs is not complete and in the years to come, more will be added to this discussion. Many others will work to develop the ultimate occluder system, and we encourage and salute your efforts.
Acknowledgment: Our many thanks to Brenda Thomason, Caroline Carpenter, and Jennifer Watson for their assistance with this endeavor.
Terry D. King, MD, is Director of Pediatrics, St. Francis Medical Center in Monroe, Louisiana, and Clinical Professor of Pediatrics, LSU Medical School in New Orleans, Louisiana. He has disclosed that he holds no financial interest in any product or manufacturer mentioned herein. Dr. King may be reached at (318) 323-1100; kingn@tdking.com.
Noel L. Mills, MD, is Clinical Professor of Surgery, Tulane School of Medicine in Monroe, Louisiana. Financial interest disclosure information was not available at the time of publication.
Nancy B. King, PNP, MBA, is a pediatric nurse practitioner in New Orleans, Louisiana. She has disclosed that she holds no financial interest in any product or manufacturer mentioned herein.
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